Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 1.5 What other guidance about the perimeter is available from the FCA?

CONC 2.2 General principles for credit-related regulated activities

SUP 21.1 Form of waiver for energy market participants

FEES 5.1 Application and Purpose

CONC 3.3 The clear fair and not misleading rule and general requirements

SUP 8.8 Revoking waivers

EG 2.12 Co-operation

COLL 6.12 Risk management policy and risk measurement

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 3.1 Systems and controls

PERG 5.2 Introduction

BIPRU 8.5 Basis of consolidation

SYSC 6.2 Internal audit

REC 3.5 Disciplinary action and events relating to members of the management body

PERG 5.15 Illustrative tables

LR 8.2 When a sponsor must be appointed or its guidance obtained

EG 4.12 Search and seizure powers

MAR 9.1 Application, approach and structure

ICOBS 6.4 Pre- and post-contract information: protection policies

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy