Search Result

441 - 460 of 718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary