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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

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IPRU-INV 14.1 APPLICATION

BIPRU 8.6 Consolidated capital resources

PERG 8.23 Regulated activities

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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DEPP 5.1 Settlement decision makers

SYSC 22.5 Giving references: additional rules and guidance for all firms

MCOB 2.8 Record keeping

COBS 2.5 Optional additional products

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

EG 9.2 The FCA’s general policy in this area

PERG 7.4 Does the article 54 exclusion apply?

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 1.2 Introduction

EG 12.2 FCA cautions