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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 4.7

As Published: 2015

SYSC 4.7

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors