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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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