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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

IPRU-INV 5.16 Foreign exchange requirement

As Published: 2016

IPRU-INV 5.16 Foreign exchange requirement

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance