Search Result

221 - 240 of 1365 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements