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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SYSC 4.9

As Published: 2015

SYSC 4.9

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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Similar To

DTR 4.1 Annual financial report

SUP 12.5 Contracts: required terms

SUP 6.4 Applications for cancellation of permission

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 13.6 CRD IV [deleted]

MAR 10.3 Position management controls

REC 2.7 Access to facilities

SYSC 2.1 Apportionment of Responsibilities

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy