Search Result

181 - 200 of 1334 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing