Search Result

181 - 200 of 1417 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money