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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.1 Application

As Published: 2005

LR 17.1 Application

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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