Search Result

281 - 300 of 1502 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013