Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

…

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

…

LR 20.1 Application

As Published: 2010

LR 20.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 3.5 Financial promotions about credit agreements not secured on land

IPRU-INV 5.4 Financial resources requirement

CASS 7.17 Statutory trust

CONC 8.6 Changes to contractual payments

MAR 8.1 Application and purpose

ICOBS 7.2 Effects of cancellation

PERG 13.3 Investment Services and Activities

PERG 13.4 Financial instruments

CONC 7.11 Disclosures relating to “authority” or “status”

MAR 5A.3 Specific requirements for OTFs

PERG 3A.3 The definition of electronic money

COLL 1.2 Types of authorised fund