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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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