Search Result

461 - 480 of 1613 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling