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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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