Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

PERG 9.1 Application and Purpose

DISP App 3.2 The assessment of a complaint

SYSC 13.6 People

CASS 9.2 Prime broker's daily report to clients

SYSC 14.1 Application

BIPRU 12.7 Liquid assets buffer

COBS 11.2 Best execution for AIFMs and residual CIS operators

SYSC 21.1 Risk control: guidance on governance arrangements

LR 11.1 Related party transactions

CONC 15.1 Application

COLL 6.8 Income: accounting, allocation and distribution

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

DTR 6.2 Filing information and use of language

SUP 11.5 Notifications by firms

CASS 6.4 Use of safe custody assets

MAR 5.3A Systems and controls for algorithmic trading

ICOBS 8.1 Insurers: general

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration