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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose