Search Result

21 - 40 of 430 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SYSC 5.2

As Published: 2015

SYSC 5.2

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7