Search Result

361 - 380 of 1482 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

…

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

…

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

…

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…