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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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Similar To

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 13.2 General

REC 3.26 Proposals to make regulatory provision

DTR 3.1

PERG 15.5 Negative scope/exclusions

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

DEPP 6.5A The five steps for penalties imposed on firms

DISP 1.1A Complaints handling requirements for MiFID complaints

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COBS 11.3 Client order handling

COLL 6.6B UCITS depositaries

MCOB 4.11 Sale and rent back: advising and selling standards

ICOBS 1.1 The general application rule

SUP 6.2 Introduction

LR 10.2 Classifying transactions

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

LR 5.4A Transfer between listing categories

CONC 7.11 Disclosures relating to “authority” or “status”