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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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LR 16.4 [deleted]

As Published: 2007

LR 16.4 [deleted]

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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