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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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