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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MCOB 4.8A Execution-only sales

MCOB 4.11 Sale and rent back: advising and selling standards

LR 3.3 Shares

CASS 7.10 Application and purpose

COLL 6.9 Independence, names and UCITS business restrictions

SUP 10C.13 Variation of conditional and time-limited approvals

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 6.4 Applications for cancellation of permission

PR 5.6 Miscellaneous

EG 5.5 The settlement discount scheme

SUP 3.11 Review of auditor’s client assets report

PERG 6.5 General principles

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 2.1 Case selection and the use of enforcement powers

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)