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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.1 Application

As Published: 2005

LR 12.1 Application

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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FEES App 1 Annex 1A Application Fees payable

As Published: 2024

FEES App 1 Annex 1A Application Fees payable

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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