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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

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MAR 5A.4 Trading process requirements

EG 19.1 Introduction

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 11.4 Determining the amount of restitution

BIPRU 7.9 Use of a CAD 1 model

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

PERG 8.10 Types of financial promotion

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 15.3 Exercising a right to cancel

COBS 10.5 Assessing appropriateness: guidance

LR 19.2 Requirements for listing

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

COBS 4.11 Record keeping: financial promotion

SUP 10A.15 References and accurate information

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

DEPP 2.2 Warning notices and first supervisory notices

LR 10.2 Classifying transactions