Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 8.6A Execution-only sales

CASS 5.8 Safe keeping of client's documents and other assets

BIPRU 3.7 Classification of off-balance-sheet items

LR 17.2 Requirements for listing and listing applications

LR 20.3 Listing applications

PERG 8.30 Medium used to give advice or information

DISP 2.7 Is the complainant eligible?

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 16.6 Exclusions

BIPRU 5.6 Master netting agreements

PERG 9.2 Introduction

SUP 16.5 Annual Close Links Reports

PERG 10.2 General issues

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SYSC 18.1 Application and purpose

COBS 11.4 Client limit orders

SUP 10A.7 FCA required functions

FEES App 1.3 Application Fees

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy