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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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DISP 1.9 Complaints record rule

ICOBS 6.2 Pre-contract information: general insurance contracts

APER 4.1 Statement of Principle 1

SUP 16.2 Purpose

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

EG 5.7 The relevance of settled cases to subsequent action

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 6.5 FCA decision on recognition

EG 19.23 Electronic Money Regulations 2011

EG 2.12 Co-operation

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

REC 3.22 Restriction of, or instruction to close out, open positions

REC 4.9 Disciplinary measures

PERG 6.7 Examples

EG 16.4 The effect of a disapplication order

PERG 5.8 The regulated activities: advising on contracts of insurance

FEES 12.2 FOS ADR levy

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

SUP 11.4 Requirements on firms