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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SYSC 4.9

As Published: 2015

SYSC 4.9

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions