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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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Similar To

DTR 7.2 Corporate governance statements

SUP 15.6 Inaccurate, false or misleading information

EG 11.3 The FCA’s choice of powers

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 12.3 EEA UCITS management companies

SUP 16.22 Reporting under the Payment Accounts Regulations

PERG 10.4A The application of requirements which implemented EU directives

SUP 3.10 Duties of auditors: notification and report on client assets

FEES 5.8 Joining the Financial Ombudsman Service

EG 2.9 FCA guidance and supporting materials

SUP 16.16 Prudent valuation reporting [deleted]

LR 6.1 Application

LR 4.4 Miscellaneous