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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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Similar To

COLL 3.2 The instrument constituting the fund

REC 3.26 Proposals to make regulatory provision

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

CREDS 9.2 Reporting

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MCOB 3A.4 Qualifying credit financial promotions

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BIPRU 8.6 Consolidated capital resources

CONC 7.1 Application

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COBS 18.11 Authorised professional firms

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)