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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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Similar To

REC 3.19 Investigations

SUP 5.2 The FCA’s power

EG 16.4 The effect of a disapplication order

FEES 6.7 Payment of levies

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MAR 5.10 Operation of an SME growth market

LR 7.2 The Listing and Premium Listing Principles

PERG 9.1 Application and Purpose

PERG 2.3 The business element

REC 4.2B Exercise of passport rights by a UK RIE [deleted]