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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 16.15 Reporting under the Electronic Money Regulations

DEPP 3.2 The operation of the RDC

GEN 6.1 Payment of financial penalties

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

REC 4.2A Publication of information by UK RIEs and RAPs

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MCOB 3A.1 Application and purpose

SUP 10C.16 References and accurate information

RCB 3.2 Annual confirmations of compliance and asset pool monitor

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

ICOBS 3.1 Distance marketing

PERG 8.2 Introduction

SUP 10C.8 The other local responsibility function (SMF22)

COLL 7.2 Suspension and restart of dealings

INSPRU 1.5 Internal-contagion risk