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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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DTR 3.1

As Published: 2005

DTR 3.1

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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