Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.2 Persons who effectively direct the business

SYSC 19B.1 Application

SUP 6.1 Application, interpretation and purpose

COLL 6.2 Dealing

GEN 2.2 Interpreting the Handbook

COLL 6.12 Risk management policy and risk measurement

DEPP 1.2 Introduction to statutory notices

MAR 9.4 Supervisory regime

COLL 4.2 Pre-sale notifications

EG 19.23 Electronic Money Regulations 2011

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MIPRU 3.1 Application and purpose

MCOB 9.4 Content of illustrations

REC 2.4A Management body

COND 1.1A Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COND 2.2 Location of offices

COLL 6.9 Independence, names and UCITS business restrictions

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

LR 5.6 Reverse takeovers