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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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TC App 5.1

As Published: 2010

TC App 5.1

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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