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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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SUP 10C.12 Conditional and time-limited approvals

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

DEPP 6.7 Discount for early settlement

EG 2.1 Case selection and the use of enforcement powers

EG 5.7 The relevance of settled cases to subsequent action

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 2.9 FCA guidance and supporting materials

SYSC 4.8

LR 8.7 Supervision of sponsors

EG App 3.2 BIS

COLL 5.3 Derivative exposure

COLL 6.12 Risk management policy and risk measurement

CREDS 10.1 Application and purpose

DEPP 4.1 Executive decision maker

FEES 4.2 Obligation to pay periodic fees

CREDS 2.2 General provisions

COLL 14.1 Introduction

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)