Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.16 Mortgage activities

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

MCOB 9.4 Content of illustrations

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

IPRU-INV 5.1 Application

SUP 10A.5 Significant-influence functions

SUP 11.5 Notifications by firms

CONC 6.6 Pawn broking: conduct of business

PERG 5.14 Exemptions

COLL 1.2 Types of authorised fund

FEES 5.4 Information requirement

GEN 4.2 Purpose

COBS 12.4 Investment recommendations

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 5A.5 Consequences of contravention of the cost caps

DISP 1.4 Complaints resolution rules

MCOB 4.11 Sale and rent back: advising and selling standards

DISP 3.3 Dismissal without consideration of the merits and test cases