Search Result
PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’
As Published: 2018
PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’
…
COBS 4.11 Record keeping: financial promotion
As Published: 2007
COBS 4.11 Record keeping: financial promotion
…
SUP 3.6 Firms' cooperation with their auditors
As Published: 2007
SUP 3.6 Firms' cooperation with their auditors
…
LR 12.5 Purchase of own securities other than equity shares
As Published: 2007
LR 12.5 Purchase of own securities other than equity shares
…
COBS 6.1C Consultancy charging and remuneration
As Published: 2010
COBS 6.1C Consultancy charging and remuneration
…
DTR 1A.3 FCA may require the publication of information
As Published: 2012
DTR 1A.3 FCA may require the publication of information
…
MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver
As Published: 2017
MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver
…
RCB 2.1 Application and purpose of chapter
As Published: 2008
RCB 2.1 Application and purpose of chapter
…
EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999
As Published: 2016
EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999
…
EG 12.5 Prosecution of Friendly Societies
As Published: 2016
EG 12.5 Prosecution of Friendly Societies
…