Search Result

1081 - 1100 of 1614 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

IPRU-INV 14 App 1 Interpretation

As Published: 2019

IPRU-INV 14 App 1 Interpretation

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights