Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 15.5 Negative scope/exclusions

CASS 7.11 Treatment of client money

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

MAR 6.3A Quality of execution

PERG 12.4 The application of requirements which implemented EU directives

MAR 5.5 Monitoring compliance with the rules of the MTF

COBS 10.5 Assessing appropriateness: guidance

BIPRU 12.7 Liquid assets buffer

PERG 4.16 Mortgage activities

MAR 5A.7 Monitoring compliance with the rules of the OTF

PERG 6.1 Application

CONC 5A.5 Consequences of contravention of the cost caps