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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

EG 6.3 Decisions against ECA providers [deleted]

As Published: 2016

EG 6.3 Decisions against ECA providers [deleted]

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption