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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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LR 6.4 Independent business

DISP App 3.5 Re-assessing rejected claims at step 1

COBS 2.1 Acting honestly, fairly and professionally

EG 7.6 Private warnings

COBS 11.5 Record keeping: client orders and transactions [deleted]

PERG 7.3 Does the activity require authorisation?

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 9.2 Making a request for individual guidance

LR 16.3 [deleted]

FEES 6.4 Management expenses

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)