Search Result

61 - 80 of 668 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2019

PERG 4.14 Mortgage activities carried on by professional firms

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives