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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SYSC 4.6

As Published: 2015

SYSC 4.6

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information