Search Result

61 - 80 of 1524 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 4.7

As Published: 2015

SYSC 4.7

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 4.6

As Published: 2015

SYSC 4.6

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

SYSC 5.2

As Published: 2015

SYSC 5.2

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements