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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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Similar To

LR 17.4 [deleted]

COBS 4.1 Application

IPRU-INV 11.7 CAPITAL REPORTING

PERG 4.15 Mortgage activities carried on by 'packagers'

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 10A.3 Provisions related to the Act

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

LR 4.2 Contents and format of listing particulars

MIPRU 5.2 Use of intermediaries

CASS 11.7 Selecting an approved bank at which to hold client money

PERG 8.17A Financial promotions concerning insurance distribution activities

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 2.1 Application and purpose

DTR 6.2 Filing information and use of language

CONC App 1.3 Exemption of certain credit agreements secured on land

COLL 6.1 Introduction and Application

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

FEES 5.8 Joining the Financial Ombudsman Service

MCOB 2.8 Record keeping