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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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DTR 3.1

As Published: 2005

DTR 3.1

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

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