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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 18.1 Application

As Published: 2005

LR 18.1 Application

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe