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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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